Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Sill is a financial advisor with over 30 years of experience in the industry. Sean has been registered with Oppenheimer & Co. Inc. since August 2017 and has held previous roles with Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC. Sean holds Series 7, 8, 9, 10, 63 and 65 licenses and is registered with the states of Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Idaho, Kentucky, Maine, Maryland, Minnesota, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
11/15/2017 - Present
Oppenheimer & Co. Inc. (NORTH PALM BEACH FL)
FL
06/02/2017 - 07/24/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (PALM BEACH GARDENS FL)
FL
11/24/2004 - 06/08/2017
WELLS FARGO CLEARING SERVICES, LLC (WEST PALM BEACH FL)
MA
10/20/2004 - 11/16/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/10/1991 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/02/1990 - 12/04/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
06/20/1989 - 03/27/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/15/1993
Series 4 - Registered Options Principal Examination
BC
Issued 03/17/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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