Unclaimed
Sean C. Little is an investment advisor representative at Ameriprise Financial Services, LLC. Sean has been in the financial industry for over 2 years and has a strong background in providing financial advice to individuals, families, and businesses. Sean holds a Series 66 license, which allows them to provide investment advice in multiple states. Sean is also a registered investment advisor in Minnesota. They have experience in providing a variety of financial services, including financial planning, asset allocation, and portfolio management. Sean is committed to providing their clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
10/04/2024 - Present
Ameriprise Financial Services, LLC (MINNEAPOLIS MN)
BOTH
Issued 05/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2024
Series 24 - General Securities Principal Examination
BC
Issued 04/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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