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Sean C Healy

Bernstein Institutional Services LLC

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About Sean C Healy

Sean Healy is a registered representative with Bernstein Institutional Services LLC. Sean has been in the securities industry for 7 years and has Series 7, Series 57, and Series 63 licenses. Sean has been employed at Bernstein Institutional Services LLC since March 2024. Previously, Sean was employed at SG Americas Securities, LLC from November 2019 to April 2024 and J.P. Morgan Securities LLC from September 2016 to August 2019. Sean's areas of specialization include 3 and 9.

Firm Information

Sean Healy is currently registered with Bernstein Institutional Services LLC. Bernstein Institutional Services LLC is a Limited Liability Company registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm was formed on October 15, 2021, and has 227 registered representatives and 85 investment advisory functions. Bernstein Institutional Services LLC provides educational seminars and publishes periodicals, and offers a range of advisory services.
Bernstein Institutional Services LLC

245 PARK AVE

NEW YORK, NY 10167

Not reported

Assets Under Management

Not reported

Total Clients

152

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Sean Healy’s Registration & Firm History

NY

03/22/2024 - Present

Bernstein Institutional Services LLC (NEW YORK NY)

NY

11/15/2019 - 04/08/2024

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

09/06/2016 - 08/06/2019

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/14/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2016

Series 57 - Securities Trader Exam

BC

Issued 09/06/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Sean C Healy. Review regulatory record here.
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