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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean C Corey is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Sean has been in the financial industry since 2002 and has a wide range of experience. Sean has passed a number of industry exams including the Series 6, 7, 9, 10, 63 and 66. Sean has held previous roles at Fidelity Brokerage Services LLC, IFMG Securities, Inc., and Waddell & Reed, Inc. Sean is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC). Sean is also a registered investment advisor in Florida, New Hampshire, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/22/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ORLANDO FL)
NH
07/18/2005 - 07/27/2011
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NY
06/30/2004 - 06/17/2005
IFMG SECURITIES, INC. (PURCHASE NY)
KS
10/24/2002 - 09/18/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 06/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/23/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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