Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean C Brooks is a registered investment advisor representative with Buckingham Strategic Partners, LLC, located in Bloomingdale, IL. Sean has over 13 years of experience in the financial services industry and holds the Series 6, Series 63 and Series 65 licenses as well as the SIE. Sean's professional experience includes working for Loring Ward Securities Inc., Assetmark Brokerage, LLC, and Capital Brokerage Corporation. Sean's current firm, Buckingham Strategic Partners, LLC is a registered investment advisor firm based in St. Louis, MO. The firm offers financial planning services, investment management, and other financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Turnkey asset management provider
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fee sharing with independent registered investment advisors
1
2
IL
07/08/2022 - Present
Buckingham Strategic Partners, LLC (BLOOMINGDALE IL)
CA
07/05/2017 - 10/29/2018
LORING WARD SECURITIES INC. (SAN JOSE CA)
CA
08/15/2014 - 06/07/2017
ASSETMARK BROKERAGE, LLC (CONCORD CA)
VA
12/03/2013 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
08/26/2011 - 11/13/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IL
04/08/2010 - 08/04/2011
CHASE INVESTMENT SERVICES CORP. (PALATINE IL)
IA
Issued 10/24/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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