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Sean Butler

Fidelity Brokerage Services LLC

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About Sean Butler

Sean Butler is a registered representative with Fidelity Brokerage Services LLC. Sean has been in the industry since August 2020 and has passed the Series 99TO and SIE exams. Sean's firm is registered with FINRA.

Firm Information

Sean Butler is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Butler’s Registration & Firm History

NC

08/27/2020 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 08/27/2020

Series 99TO - Operations Professional Examination

BC

Issued 08/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sean Butler. Review regulatory record here.
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