Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Delaney is a financial advisor with over 20 years of experience in the industry. Sean has worked at Merrill Lynch, Pierce, Fenner & Smith Inc. since 2014. Prior to this, Sean worked at J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Credit Suisse Securities (USA) LLC, and Salomon Smith Barney Inc. Sean is a Series 7, Series 10, Series 24, Series 55, Series 63, Series 65, and Series 79TO registered representative. Sean is a Registered Principal with Merrill Lynch, Pierce, Fenner & Smith Inc. Sean specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/06/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
10/01/2008 - 08/04/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/13/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/21/2001 - 03/27/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/09/2001 - 06/27/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/05/1996 - 01/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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