Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean O'Malley has been in the financial industry since 1987. Sean is currently registered with Franklin Distributors, LLC. Sean has held past registrations with PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP, TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC., FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. and FRANKLIN/TEMPLETON DISTRIBUTORS, INC.. Sean holds the following licenses: Series 6, Series 7, Series 24 and the SIE exam. Sean is located in San Mateo, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/03/2020 - Present
Franklin Distributors, LLC (San Mateo CA)
CA
01/03/2024 - 08/07/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (San Mateo CA)
CA
08/05/2020 - 07/07/2021
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)
CA
07/26/2018 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
10/06/1987 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 08/31/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sean O'Malley is the right advisor for you? Invested Better is here to help.
