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Sean Bradley Okeefe

Barclays Capital Inc.

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About Sean Bradley Okeefe

Sean Bradley Okeefe is a financial advisor with over 25 years of experience in the industry. Sean currently works at Barclays Capital Inc., where Sean has been registered since September 22, 2008. Previously, Sean has worked at Lehman Brothers Inc., TD Securities (USA) Inc., Donaldson, Lufkin & Jenrette Securities Corporation, and SBC Government Securities Inc. Sean holds the Series 63, Series 7, and SIE exams and is registered in 53 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Sean Okeefe is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Okeefe’s Registration & Firm History

NY

09/22/2008 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

06/06/2001 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

05/23/2001 - 06/04/2001

TD SECURITIES (USA) INC. (NEW YORK NY)

NJ

09/19/1994 - 10/23/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

12/21/1991 - 09/30/1993

SBC GOVERNMENT SECURITIES INC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/02/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sean Bradley Okeefe.
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