Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Bowden is a financial professional with over 17 years of experience in the financial services industry. Sean is currently registered with Pickwick Capital Partners, LLC and holds several licenses and certifications, including Series 7, 24, 27, 28, 63, 79TO, and 99TO. Sean has previously worked at several firms, including SYMBridge Capital LLC, Arctic Securities LLC, Sberbank CIB USA, Inc, Natixis Securities Americas LLC, SG Americas Securities, LLC, Banc of America Securities LLC, and Labranche & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/19/2024 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
CT
11/17/2021 - 07/06/2023
SYMBRIDGE CAPITAL LLC (GREENWICH CT)
NY
04/29/2016 - 11/18/2019
ARCTIC SECURITIES LLC (New York NY)
NY
09/04/2014 - 06/22/2015
SBERBANK CIB USA, INC (NEW YORK NY)
NY
06/09/2011 - 06/23/2014
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
11/26/2008 - 05/31/2011
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
07/12/2004 - 12/01/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/06/2001 - 04/02/2003
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 10/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/27/2002
Series 14A - Compliance Official Specialist Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2002
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 12/03/2001
Series 25 - NYSE Trading Assistant Examination
BC
Issued 06/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sean Bowden is the right advisor for you? Invested Better is here to help.
