Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Peoples is a financial professional with over 20 years of experience in the industry. Sean Peoples is currently registered with ADP Broker-Dealer, Inc. in Louisville, Kentucky. Sean Peoples has held previous roles with ADP BROKER-DEALER, INC., Prudential Investment Management Services LLC, and GBS Retirement Services, Inc. Sean Peoples holds the Series 6 and Series 63 licenses, as well as the SIE exam. Sean Peoples is licensed in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
03/30/2023 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
KY
11/27/2002 - 02/02/2022
ADP BROKER-DEALER, INC. (LOUISVILLE KY)
NJ
04/27/2000 - 11/13/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
IL
12/14/1998 - 03/20/2000
GBS RETIREMENT SERVICES, INC. (ROLLING MEADOWS IL)
BC
Issued 11/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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