Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Berger is an investment advisor representative with Wealth Enhancement Advisory Services, LLC. Sean is a CERTIFIED FINANCIAL PLANNER™ professional with over 34 years of experience in the financial services industry. Sean has a broad range of experience in helping individuals and families plan for their financial future. Sean is dedicated to providing personalized financial advice and helping clients achieve their financial goals. Sean is also a registered representative with LPL Financial, a leading independent broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
NY
11/16/2023 - Present
Wealth Enhancement Advisory Services, LLC (QUEENSBURY NY)
NY
10/18/2010 - 11/21/2023
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (QUEENSBURY NY)
NY
10/02/2001 - 10/18/2010
FSC SECURITIES CORPORATION (GLENS FALLS NY)
NY
11/13/1996 - 10/05/2001
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
MN
09/01/1989 - 11/07/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/01/1989 - 11/07/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
03/20/1996 - 10/30/1996
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
NY
12/20/1995 - 03/22/1996
CADARET, GRANT & CO., INC. (SYRACUSE NY)
OH
02/15/1994 - 10/31/1995
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
11/25/1987 - 06/20/1989
ROYCE PARK INVESTMENTS, INC.
IA
Issued 09/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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