Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean David Hopkins is a financial advisor with Mml Investors Services, LLC, and has been in the industry since July 28, 1998. Sean David Hopkins's areas of focus include financial planning, pension consulting, and portfolio management for individuals and businesses. Sean David Hopkins also provides asset allocation programs and educational seminars to clients. Sean David Hopkins is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
05/03/2023 - Present
MML Investors Services, LLC (FT LAUDERDALE FL)
MI
12/14/2021 - 04/05/2023
GLP INVESTMENT SERVICES, LLC (FARMINGTON MI)
FL
08/29/2019 - 01/15/2020
NATIONAL SECURITIES CORPORATION (JUPITER FL)
NC
04/27/2019 - 09/16/2019
SUPREME ALLIANCE LLC (CHARLOTTE NC)
FL
09/21/2017 - 04/11/2019
NATIONAL SECURITIES CORPORATION (JUPITER FL)
FL
02/04/2008 - 12/31/2015
KMS FINANCIAL SERVICES, INC. (PALM CITY FL)
FL
03/14/2007 - 01/31/2008
WOODBURY FINANCIAL SERVICES, INC. (PALM CITY FL)
FL
01/26/2005 - 03/15/2007
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
KS
09/25/2003 - 12/31/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
OH
08/22/2002 - 09/22/2003
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
OH
10/06/1998 - 07/08/2002
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
DC
01/11/1996 - 09/29/1998
ICMA - RC SERVICES, INC. (WASHINGTON DC)
NY
09/20/1994 - 09/20/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
04/05/1993 - 08/30/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 4/8/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/12/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 4/28/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/12/2003
Series 7 - General Securities Representative Examination
BC
Issued 4/2/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 9/24/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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