Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Arundel Lewis is a financial advisor with over 26 years of experience in the financial services industry. Sean is currently registered with Wells Fargo Clearing Services, LLC and is a Series 7, Series 31, Series 63, and Series 65 licensed advisor. Sean has experience working with a variety of clients, including high-net-worth individuals, corporations, and institutional clients. He provides a range of financial services, including portfolio management, financial planning, investment consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/05/2019 - Present
Wells Fargo Clearing Services, LLC (FRISCO TX)
TX
09/16/2010 - 08/09/2019
MORGAN STANLEY (DALLAS TX)
TX
01/03/2003 - 09/17/2010
OPPENHEIMER & CO. INC. (DALLAS TX)
NY
08/23/1999 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
MO
10/25/1996 - 07/27/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
TX
01/23/1995 - 10/25/1996
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
08/17/1993 - 01/26/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/26/1993 - 08/17/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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