Unclaimed
Sean Nemec is a financial professional with over 10 years of experience in the financial industry. Sean is currently registered with Vanguard Marketing Corp. and is licensed to offer securities and investment advice in all 50 states and the District of Columbia. Prior to joining Vanguard Marketing Corp., Sean was employed by J.P. Morgan Institutional Investments Inc. and JPMorgan Distribution Services, Inc. Sean holds a Series 7, Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/17/2023 - Present
Vanguard Marketing Corp. (MALVERN PA)
OH
01/05/2015 - 07/09/2023
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (COLUMBUS OH)
OH
09/28/2012 - 12/31/2014
JPMORGAN DISTRIBUTION SERVICES, INC. (WESTERVILLE OH)
BC
Issued 10/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/27/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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