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Sean Arthur Nemec

Vanguard Marketing Corp.

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About Sean Arthur Nemec

Sean Nemec is a financial professional with over 10 years of experience in the financial industry. Sean is currently registered with Vanguard Marketing Corp. and is licensed to offer securities and investment advice in all 50 states and the District of Columbia. Prior to joining Vanguard Marketing Corp., Sean was employed by J.P. Morgan Institutional Investments Inc. and JPMorgan Distribution Services, Inc. Sean holds a Series 7, Series 6, Series 63 and SIE licenses.

Firm Information

Sean Nemec is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Nemec’s Registration & Firm History

PA

07/17/2023 - Present

Vanguard Marketing Corp. (MALVERN PA)

OH

01/05/2015 - 07/09/2023

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (COLUMBUS OH)

OH

09/28/2012 - 12/31/2014

JPMORGAN DISTRIBUTION SERVICES, INC. (WESTERVILLE OH)

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Licenses & Designations

BC

Issued 10/12/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2014

Series 7 - General Securities Representative Examination

BC

Issued 09/27/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Arthur Nemec.
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