Unclaimed
Sean Arrington De herder is a financial advisor with over 4 years of experience in the industry. Sean is currently registered with Foreside Fund Services, LLC and is a Series 66, Series 7 and SIE licensed advisor. Sean holds a Series 66 license from the Uniform Combined State Law Examination which was taken on 7/12/2017. Sean's previous employers include BREVAN HOWARD US LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Sean is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/07/2022 - Present
Foreside Fund Services, LLC (New York NY)
NY
02/02/2018 - 09/17/2021
BREVAN HOWARD US LLC (NEW YORK NY)
NY
06/06/2017 - 01/12/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSFORD NY)
BOTH
Issued 07/12/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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