Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Siracusa is a financial advisor registered with LPL Financial LLC and has been in the industry since November 1, 2017. Sean Siracusa is registered to offer investment advice in New York and Florida. Sean Siracusa has held licenses with MML Investors Services, LLC, Pruco Securities, LLC, and AXA Advisors, LLC in the past. Sean Siracusa has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/10/2023 - Present
LPL Financial LLC (WILLIAMSVILLE NY)
NY
02/12/2021 - 03/12/2021
MML INVESTORS SERVICES, LLC (WILLIAMSVILLE NY)
NY
03/22/2018 - 02/08/2021
PRUCO SECURITIES, LLC. (Orchard Park NY)
NY
09/23/2017 - 02/21/2018
AXA ADVISORS, LLC (WILLIAMSVILLE NY)
BOTH
Issued 12/30/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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