Unclaimed
Sean Anthony Rouse is a registered representative with U.S. Bancorp Investments, Inc., located in Alameda, CA. Sean has been in the financial services industry since 2016 and has held previous roles at J.P. Morgan Securities LLC in Emeryville, CA. Sean holds the Series 6, Series 63, and SIE licenses. Sean is dedicated to helping clients reach their financial goals by providing comprehensive financial planning, portfolio management and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
05/05/2021 - Present
U.s. Bancorp Investments, Inc. (Alameda CA)
CA
07/23/2015 - 04/16/2020
J.P. MORGAN SECURITIES LLC (EMERYVILLE CA)
BC
Issued 08/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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