Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Harris is a financial professional with over 20 years of experience in the industry. Sean currently works with Equitable Distributors, LLC and has held previous positions with ONEAMERICA SECURITIES, INC., ING FINANCIAL PARTNERS, INC., ING FINANCIAL ADVISERS, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Sean has a strong educational background and is licensed to sell securities in multiple states, including Arizona, California, Montana, Nevada, New Mexico, Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/23/2024 - Present
Equitable Distributors, LLC (Charlotte NC)
AZ
11/18/2015 - 01/10/2017
ONEAMERICA SECURITIES, INC. (SCOTTSDALE AZ)
AZ
01/03/2011 - 12/18/2012
ING FINANCIAL PARTNERS, INC. (PEORIA AZ)
AZ
05/18/2005 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (SUN CITY AZ)
NY
05/09/2002 - 04/19/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/31/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sean Harris is the right advisor for you? Invested Better is here to help.
