Unclaimed
Sean Fuller is a financial advisor registered in Kansas and Texas. Sean has been in the financial industry since 2006. He has a variety of licenses and registrations, including Series 7, 6, 63 and 66. Sean has experience working with U.S. Bancorp Investments, Inc., TD Ameritrade, Inc., Scottrade, Inc. and Waddell & Reed, Inc. Sean is currently registered with U.S. Bancorp Investments, Inc. Sean's current specializations include portfolio management, investment planning and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MO
06/10/2024 - Present
U.s. Bancorp Investments, Inc. (Kansas City MO)
MO
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (LEES SUMMIT MO)
KS
01/28/2014 - 02/26/2018
SCOTTRADE, INC. (SHAWNEE KS)
KS
12/11/2012 - 01/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
KS
03/17/2010 - 01/06/2012
WADDELL & REED, INC. (OVERLAND PARK KS)
MO
05/23/2000 - 05/09/2005
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
BOTH
Issued 02/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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