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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Anthony Fletcher is a financial advisor who has been active in the industry since 2007. Sean is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Florida and Texas. Sean previously worked with Fidelity Brokerage Services LLC, TD Ameritrade, Inc., National Financial Services LLC, and Fidelity Brokerage Services LLC. Sean holds Series 63, 66, 7, 9 and 10 licenses. Sean Anthony Fletcher is also a registered investment advisor in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/25/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT LAUDERDALE FL)
FL
11/18/2010 - 06/05/2015
FIDELITY BROKERAGE SERVICES LLC (FT. LAUDERDALE FL)
FL
10/20/2009 - 10/27/2010
TD AMERITRADE, INC. (FT. LAUDERDALE FL)
FL
07/10/2007 - 09/17/2009
FIDELITY BROKERAGE SERVICES LLC (FT. LAUDERDALE FL)
RI
04/18/2007 - 06/21/2007
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
03/17/2006 - 12/06/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 06/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/23/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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