Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Anthony Dillon is a financial professional with over 20 years of experience in the industry. Sean has a strong background in the financial markets, with experience at several firms including Cowen and Company and Credit Suisse Securities (USA) LLC. Sean is currently registered with North Capital Private Securities Corp. and holds several licenses including Series 3, 7, 55 and SIE. Sean is licensed in several states including New Jersey, New York, Pennsylvania and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/27/2017 - Present
North Capital Private Securities Corp. (Hoboken NJ)
NY
02/13/2009 - 07/20/2017
COWEN AND COMPANY (NEW YORK NY)
NY
08/29/1995 - 02/20/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2017
Series 3 - National Commodity Futures Examination
BC
Issued 05/15/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sean Dillon is the right advisor for you? Invested Better is here to help.
