Unclaimed
Sean Andrew Sablan is an investment advisor representative at Wells Fargo Clearing Services, LLC. Sean has been in the industry since 2021. He is registered with the state of Alaska and has Series 7TO, SIE and Series 66 licenses. Sean specializes in portfolio management for individuals and businesses, and provides investment consulting services to institutional clients. Sean also has experience in financial planning and pension consulting. Sean has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Bank, NA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AK
11/10/2023 - Present
Wells Fargo Clearing Services, LLC (ANCHORAGE AK)
AK
08/19/2022 - 01/03/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ANCHORAGE AK)
AK
09/04/2021 - 08/04/2022
WELLS FARGO CLEARING SERVICES, LLC (ANCHORAGE AK)
BOTH
Issued 10/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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