Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Mihal is a financial professional with over 20 years of experience in the industry. Sean is currently registered with Fidelity Brokerage Services LLC, a national brokerage firm. Sean has held previous roles at Russell Investments Financial Services, LLC, Weitz Securities, Inc., Charles Schwab & Co., Inc. and Dean Witter Reynolds Inc. Sean is a Series 7 and Series 63 licensed professional and holds the SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/08/2019 - Present
Fidelity Brokerage Services LLC (SAN FRANCISCO CA)
WA
04/30/2018 - 01/22/2019
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (SEATTLE WA)
NE
06/23/2011 - 01/30/2018
WEITZ SECURITIES, INC. (OMAHA NE)
CA
02/07/2000 - 06/20/2011
CHARLES SCHWAB & CO., INC. (LOS ANGELES CA)
NY
06/29/1999 - 11/02/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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