Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Andrew Fox is a financial advisor with Victory Capital Services, Inc.. Sean began his career in the financial services industry on June 1, 2002. Sean is currently registered with FINRA, the Financial Industry Regulatory Authority. Sean has passed the Series 63, Series 7, Series 6 and SIE exams. Sean has previously been registered with E*TRADE SECURITIES LLC, LaSalle St Securities, L.L.C., First Union Securities, Inc. and Kemper Distributors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
07/08/2015 - Present
Victory Capital Services, Inc. (BROOKLYN OH)
IL
05/03/2005 - 01/09/2013
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
06/16/2003 - 04/21/2005
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
IL
12/14/2001 - 03/12/2003
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
MO
11/10/1999 - 07/16/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IL
02/11/1999 - 09/28/1999
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 01/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sean Fox is the right advisor for you? Invested Better is here to help.
