Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Andrew Coffey is a financial professional with over 25 years of experience in the industry. Sean is a registered representative with D.a. Davidson & Co. based in Omaha, NE. Sean has held previous positions at RBC Capital Markets, LLC, Smith Hayes Financial Services Corporation, Legent Clearing, FFP Securities, Inc., U.S. Bancorp Investments, Inc., RBC Dain Rauscher Inc., and Gaines, Berland Inc. Sean has a wide range of experience in the financial services industry, including experience in municipal securities, equity trading, and financial planning. Sean is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NE
04/11/2016 - Present
D.a. Davidson & Co. (OMAHA NE)
NE
01/06/2010 - 04/27/2016
RBC CAPITAL MARKETS, LLC (OMAHA NE)
NE
06/18/2008 - 01/04/2010
SMITH HAYES FINANCIAL SERVICES CORPORATION (OMAHA NE)
NE
05/26/2004 - 06/19/2008
LEGENT CLEARING (OMAHA NE)
MO
09/17/2003 - 05/11/2004
FFP SECURITIES, INC. (CHESTERFIELD MO)
MN
03/14/2003 - 09/03/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
07/07/2000 - 07/02/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MO
01/14/2000 - 06/16/2000
FFP SECURITIES, INC. (CHESTERFIELD MO)
NY
10/21/1997 - 09/02/1999
GAINES, BERLAND INC. (BETHPAGE NY)
BC
Issued 10/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 12/05/2023
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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