Unclaimed
Sean Srisamang is a registered representative with Vienna Capital Partners LLC. Sean has been in the financial services industry since 2011 and has a strong track record of success. Sean is a licensed securities professional with a Series 7, Series 79, Series 24, Series 3, Series 63 and SIE. Sean holds a state registration in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/27/2023 - Present
Vienna Capital Partners LLC (NEW YORK NY)
CA
11/05/2015 - 06/20/2016
BARDI CO. LLC (LOS ANGELES CA)
CA
05/08/2014 - 08/06/2015
DEFILIPPO CAPITALE PARTNERS LLC (SANTA MONICA CA)
CA
03/05/2013 - 05/22/2013
MOSAIC CAPITAL SECURITIES, LLC (SHERMAN OAKS CA)
BC
Issued 03/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/30/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/04/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/10/2011
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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