Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Amos Smith is a financial advisor at Fidelity Personal And Workplace Advisors. Sean has been in the financial services industry since 2011. Sean is registered with the Securities and Exchange Commission (SEC) and is a Registered Representative (RR) of Fidelity Brokerage Services LLC. Sean is also a Certified Financial Planner (CFP). Sean's experience includes working with individuals, families, and businesses in a variety of financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/19/2018 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
TX
08/12/2014 - 04/10/2018
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
09/27/2010 - 06/30/2014
CUSO FINANCIAL SERVICES, L.P. (PLANO TX)
BOTH
Issued 01/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/20/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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