Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Bergin is an investment professional with over 20 years of experience in the financial services industry. Currently, Sean is a registered representative of Morgan Stanley, where he works as an investment advisor. Sean holds the Series 7, 7TO, 31, and 63 licenses. He is also a registered investment advisor in Pennsylvania and Texas. Prior to joining Morgan Stanley, Sean was a partner at Bergin & Co., LLC, and was also involved with Ironview Capital Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
03/17/2020 - Present
Morgan Stanley (Blue Bell PA)
NY
08/30/2002 - 09/16/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 03/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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