Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Allen is a registered representative with Citizens JMP Securities, LLC. Sean is based in Charlotte, NC and has been in the financial services industry since July 17, 2018. Sean holds the Series 63, Series 79 and SIE licenses. Sean has experience at Citizens JMP Securities, LLC and Citizens Capital Markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/15/2024 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
CA
08/01/2023 - 06/18/2024
CITIZENS JMP SECURITIES, LLC (LOS ANGELES CA)
CA
08/17/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (LOS ANGELES CA)
CA
03/04/2020 - 04/06/2021
CITIZENS CAPITAL MARKETS (LOS ANGELES CA)
CA
02/10/2017 - 03/09/2020
BWK TRINITY CAPITAL SECURITIES LLC (LOS ANGELES CA)
BC
Issued 01/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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