Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Alexander Miot is an investment advisor representative with Park Capital Group, Inc., a registered investment advisor firm. Sean has been in the securities industry since 1999. Sean holds a Series 7, Series 24, Series 63 and Series 66 license. Sean also holds a SIE certification. Sean's previous employment includes roles at Cowen Prime Services LLC and Cowen Prime Services Trading LLC. Sean is also a board member of Liquid Lung Dx. Sean provides financial consulting, financial planning, educational seminars and portfolio management for individuals. Sean is registered as an investment advisor representative in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/06/2023 - Present
Park Capital Group, Inc. (REDONDO BEACH CA)
CA
01/29/2016 - 04/12/2018
COWEN PRIME SERVICES LLC (SAN FRANCISCO CA)
CA
08/13/1999 - 06/15/2016
COWEN PRIME SERVICES TRADING LLC (SAN FRANCISCO CA)
BOTH
Issued 10/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 09/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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