Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean MacLeod is a financial professional with experience in the securities industry. Sean is currently registered with Cumberland Securities LLC and has been in the industry since January 23, 2020. Sean has worked with several firms, including DRW Securities, L.L.C., BOFA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
05/07/2024 - Present
Cumberland Securities LLC (CHICAGO IL)
IL
02/01/2023 - 05/07/2024
DRW SECURITIES, L.L.C. (CHICAGO IL)
NY
05/10/2019 - 10/12/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
10/05/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/12/2018
Series 57 - Securities Trader Exam
BC
Issued 10/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2018
Series 3 - National Commodity Futures Examination
Active
Inactive
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