Unclaimed
Sean Tomko is an investment advisor representative for Northwestern Mutual Investment Services, LLC. Sean has been in the industry since 2021, holds a Series 63, Series 66 and Series 7TO licenses, and is licensed to provide investment advice in Pennsylvania. Sean previously worked at Northwestern Mutual Wealth Management Company and Northwestern Mutual Life Insurance Company. Sean also has experience working at Starbucks, Autozone, Crazy Mocha Coffee Company, and Lowes.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
08/02/2024 - Present
Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)
PA
07/16/2021 - 11/28/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Pittsburgh PA)
BOTH
Issued 01/24/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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