Unclaimed
Sean Alan Stark is a registered representative with LPL Financial LLC in Westerville, OH. Sean has been in the financial services industry since 2000. Sean has experience with several firms including GWN Securities Inc., Ameritas Investment Corp., CCF Investments, Inc., and PFS Investments Inc. Sean is licensed to offer financial and investment advice in several states including Arizona, California, Florida, Hawaii, Maine, Maryland, New York, North Carolina, Ohio, Pennsylvania, and Texas. Sean also holds several securities licenses including Series 6, 7TO, 26, 63, and 65. Sean specializes in working with individuals, corporations, other businesses, pension and profit sharing plans, charitable organizations, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/17/2021 - Present
LPL Financial LLC (WESTERVILLE OH)
OH
11/22/2017 - 11/18/2021
GWN SECURITIES INC. (WESTERVILLE OH)
OH
06/21/2017 - 12/21/2017
AMERITAS INVESTMENT CORP. (Sunbury OH)
OH
06/05/2014 - 06/21/2017
CCF INVESTMENTS, INC. (Sunbury OH)
OH
08/29/2000 - 05/29/2014
PFS INVESTMENTS INC. (WORTHINGTON OH)
IA
Issued 03/18/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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