Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Alan Gannon is a financial advisor with Wells Fargo Clearing Services, LLC. Sean has been in the financial services industry since 1989 and has worked for several well-known firms including U.S. Bancorp Investments, Inc., Citigroup Global Markets Inc., and CitiCorp Investment Services. Sean holds several professional licenses including the Series 7, 6, 63, 65, 24, 53, 9, 10, 52, 99, and SIE exams. Sean is also a registered Investment Advisor in California. Sean has experience in providing investment consulting services to institutional clients and offers financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/03/2016 - Present
Wells Fargo Clearing Services, LLC (ROSEVILLE CA)
CA
05/25/2010 - 04/21/2015
U.S. BANCORP INVESTMENTS, INC. (CITRUS HEIGHTS CA)
CA
05/29/2007 - 05/13/2010
CITIGROUP GLOBAL MARKETS INC. (CITRUS HEIGHTS CA)
CA
01/21/1998 - 05/29/2007
CITICORP INVESTMENT SERVICES (CITRUS HEIGHTS CA)
CA
08/21/1992 - 01/29/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
MA
09/28/1988 - 11/02/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/28/1988 - 11/02/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 10/12/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/20/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/13/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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