Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Adam Nelson is a registered representative with KKR Capital Markets LLC. Sean Nelson has been in the securities industry since October 25, 2011 and has been registered with the firm since February 10, 2012. Sean Nelson is licensed to sell securities in all 50 states. Prior to working at KKR Capital Markets LLC, Sean Nelson was employed at UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/10/2012 - Present
KKR Capital Markets LLC (New York NY)
NY
04/27/2010 - 08/12/2010
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 05/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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