Unclaimed
Sean A. Murphy is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Sean has been in the financial services industry since August 2016. Sean holds Series 66, SIE and Series 7 licenses. Sean A. Murphy is also registered in 18 states. Sean's office is located in Cincinnati, OH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
12/19/2016 - Present
Northwestern Mutual Investment Services, LLC (CINCINNATI OH)
BOTH
Issued 12/15/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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