Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean A. Kelly is a financial advisor with LPL Financial LLC, a firm with more than $50 billion in assets under management. Sean has been in the industry since 1989. Sean is registered with the state of Washington, and has passed the Series 65, Series 63, Series 24, Series 72, Series 62, SIE, Series 7 and Series 52 exams. Sean has previously worked for Madison Avenue Securities, LLC, Rainier Securities, LLC, Wells Fargo Investment Services, LLC, Wells Fargo Investments, LLC, Wells Fargo Securities, LLC, Miller Johnson Steichen Kinnard, Inc., R.W. Smith & Associates, Inc., Miller, Johnson & Kuehn, Incorporated, and Garban Limited. Sean provides financial planning, portfolio management, and other advisory services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WA
01/04/2023 - Present
LPL Financial LLC (RICHLAND WA)
WA
10/05/2021 - 08/06/2022
MADISON AVENUE SECURITIES, LLC (Burien WA)
WA
04/22/2004 - 09/20/2021
RAINIER SECURITIES, LLC (Mercer Island WA)
WA
10/08/2002 - 05/11/2004
WELLS FARGO INVESTMENT SERVICES, LLC (SEATTLE WA)
CA
05/31/2001 - 05/11/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/03/2001 - 10/17/2002
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
MN
01/01/2001 - 06/04/2001
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
NJ
01/10/1995 - 05/30/2001
R.W. SMITH & ASSOCIATES, INC. (JERSEY CITY NJ)
MN
06/30/2000 - 01/01/2001
MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)
NY
08/25/1988 - 11/28/1994
GARBAN LIMITED (NEW YORK NY)
IA
Issued 11/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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