Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seamus? Claim Your ProfileSeamus Whalen is a financial advisor with LPL Financial LLC and is registered to offer investment advice in New Jersey and other states. Seamus has been in the financial services industry since June 2007 and has a variety of experience with different firms. He is also a registered representative with FINRA and is a member of the Securities Industry Essentials Examination. Seamus is committed to providing comprehensive financial planning services to individuals and families, including retirement planning, investment management, and college savings. He is also experienced in working with businesses on their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
04/22/2024 - Present
LPL Financial LLC (Red Bank NJ)
NJ
12/07/2023 - 04/19/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (RED BANK NJ)
NJ
04/14/2015 - 12/13/2023
J.P. MORGAN SECURITIES LLC (METUCHEN NJ)
NJ
04/30/2013 - 04/13/2015
SANTANDER SECURITIES LLC (SOUTH AMBOY NJ)
NJ
09/06/2007 - 04/15/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EAST BRUNSWICK NJ)
NY
03/29/2007 - 07/16/2007
OPPENHEIMER & CO. INC. (NEW YORK NY)
IA
Issued 12/13/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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