Unclaimed
Seamus Christopher Fernandez is a financial professional with over 20 years of experience in the industry. Fernandez is currently registered with Guggenheim Securities, LLC. Fernandez has been with Guggenheim Securities, LLC since June 2018. Prior to that, Fernandez worked at LEERINK PARTNERS LLC and COWEN AND COMPANY, LLC. Fernandez holds the Series 7, Series 63, Series 86, and Series 87 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/18/2018 - Present
Guggenheim Securities, LLC (BOSTON MA)
MA
08/07/2006 - 06/15/2018
LEERINK PARTNERS LLC (BOSTON MA)
MA
01/17/2001 - 07/31/2006
COWEN AND COMPANY, LLC (BOSTON MA)
BC
Issued 04/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/23/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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