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Seamus Andrew Ray

T. Rowe Price Investment Services, Inc.

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About Seamus Andrew Ray

Seamus Andrew Ray is a financial advisor with over 28 years of experience in the industry. Seamus is currently registered with T. Rowe Price Investment Services, Inc. and is licensed to provide financial services in 53 states and territories.

Firm Information

Seamus Ray is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Seamus Ray’s Registration & Firm History

MD

05/11/1994 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

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Licenses & Designations

IA

Issued 04/02/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/1996

Series 7 - General Securities Representative Examination

BC

Issued 05/10/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Seamus Andrew Ray.
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