Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scotty? Claim Your ProfileScotty V Dean is a financial advisor who has been in the industry since 2003. Scotty is currently registered with LPL Financial LLC. Scotty is licensed in several states and has experience in a variety of financial areas, including financial planning, portfolio management, and investment advisory services. Scotty has also worked with a number of other firms, including Edward Jones, MML Investors Services, LLC and Allstate Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/31/2019 - Present
LPL Financial LLC (EDMOND OK)
OK
02/16/2016 - 11/01/2019
T.S. PHILLIPS INVESTMENTS, INC. (EDMOND OK)
OK
03/28/2014 - 02/17/2016
EDWARD JONES (MUSTANG OK)
NJ
09/21/2012 - 01/08/2014
PRUCO SECURITIES, LLC. (NEWARK NJ)
OK
03/23/2011 - 09/06/2012
MWA FINANCIAL SERVICES INC. (EDMOND OK)
OK
05/14/2010 - 02/09/2011
MML INVESTORS SERVICES, LLC (OKLAHOMA CITY OK)
OK
03/14/2007 - 02/22/2010
ARVEST ASSET MANAGEMENT (OKLAHOMA CITY OK)
OK
07/12/2005 - 03/23/2007
ALLSTATE FINANCIAL SERVICES, LLC (OKLAHOMA CITY OK)
MA
01/21/2003 - 07/27/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
07/22/2002 - 12/06/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 02/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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