Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scotty? Claim Your ProfileScotty Lee Morris is a financial advisor with over 25 years of experience in the industry. Scotty is currently registered with Commonwealth Financial Network and specializes in providing financial advice to individuals, families, and businesses. Scotty has previously held positions with Truist Investment Services, Inc., BB&T Securities, LLC, Essex National Securities, LLC, BBVA Compass Investment Solutions, Inc, and Dean Witter Reynolds Inc. Scotty holds Series 7, 24, 31, 63, and 66 licenses, and is also a registered Investment Advisor Representative in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
06/21/2024 - Present
Commonwealth Financial Network (BIRMINGHAM AL)
AL
02/17/2021 - 11/02/2021
TRUIST INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
VA
10/15/2015 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
AL
01/24/2012 - 10/15/2015
ESSEX NATIONAL SECURITIES, LLC (BIRMINGHAM AL)
AL
08/22/1995 - 01/24/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
NY
01/18/1994 - 08/04/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 04/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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