Unclaimed
Scottie Richardson Hoogkamp is a registered representative with Osaic Institutions, Inc. Scottie has been in the financial services industry since June 27, 2016. Scottie is licensed to sell securities in North Carolina, Tennessee and Virginia. Scottie holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials Examination (SIE). Osaic Institutions, Inc. is a financial firm that provides a wide range of financial services, including financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
02/13/2019 - Present
Osaic Institutions, Inc. (Johnson City TN)
TN
06/27/2016 - 02/27/2019
LPL FINANCIAL LLC (JOHNSON CITY TN)
BC
Issued 03/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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