Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scotti? Claim Your ProfileScotti Sulak is a registered representative with MML Investors Services, LLC. Scotti has been in the industry since November 28, 1995 and holds licenses in 53 states as well as the District of Columbia. Scotti specializes in working with individuals, businesses, corporations, pension and profit-sharing plans, insurance companies, trusts, foundations, and charitable organizations. Scotti's services include portfolio management, financial planning, and pension consulting. In addition to the firm's offices, Scotti is also registered with the State of Texas as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
07/13/2007 - Present
MML Investors Services, LLC (HOUSTON TX)
TX
08/04/2003 - 07/02/2007
DFC INVESTOR SERVICES (LA GRANGE TX)
TX
01/02/1997 - 08/01/2003
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TX
11/20/1995 - 01/02/1997
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
IA
Issued 09/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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