Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Rivard has been working in the financial industry since January 1986. Currently, Scott is a Registered Representative with Chelsea Financial Services. Prior to joining Chelsea Financial Services, Scott has been registered with various financial institutions, including Principal Securities, Inc., Allstate Financial Services, LLC, LPL Financial LLC, Independent Financial Group, LLC, Securities America, Inc., Financial Telesis Inc, Southeast Investments, N.C., Inc., Princor Financial Services Corporation, Cadaret, Grant & Co., Inc., Nathan & Lewis Securities, Inc., Essex Capital Markets, Inc., Lesko Securities Inc., Liberty Securities Corporation, MML Investors Services, Inc. and John Hancock Distributors, Inc.. Scott's experience and expertise in financial services provides a solid foundation for advising clients on their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/04/2024 - Present
Chelsea Financial Services (STATEN ISLAND NY)
SC
01/26/2024 - 06/13/2024
PRINCIPAL SECURITIES, INC. (GREENVILLE SC)
SC
05/24/2023 - 06/02/2023
ALLSTATE FINANCIAL SERVICES, LLC (Fountain Inn SC)
NY
10/17/2019 - 05/04/2021
LPL FINANCIAL LLC (ROCHESTER NY)
NY
08/24/2015 - 10/16/2019
INDEPENDENT FINANCIAL GROUP, LLC (Rochester NY)
NY
08/14/2012 - 08/25/2015
SECURITIES AMERICA, INC. (ROCHESTER NY)
NY
06/01/2012 - 08/15/2012
FINANCIAL TELESIS INC (PITTSFORD NY)
NC
03/27/2007 - 06/04/2012
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
NY
12/22/1998 - 03/30/2007
PRINCOR FINANCIAL SERVICES CORPORATION (PITTSFORD NY)
NY
06/06/1997 - 12/18/1998
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
10/18/1995 - 06/09/1997
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
02/16/1994 - 10/24/1995
ESSEX CAPITAL MARKETS, INC. (ROCHESTER NY)
NY
09/01/1992 - 01/25/1994
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
03/27/1989 - 09/02/1992
LESKO SECURITIES INC. (VESTAL NY)
NA
04/27/1988 - 03/29/1989
LIBERTY SECURITIES CORPORATION
NA
09/25/1985 - 05/17/1988
MML INVESTORS SERVICES, INC.
NA
10/06/1983 - 10/04/1985
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 03/04/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2022
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 07/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/17/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/04/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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