Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Barker is an investment advisor representative who has been in the industry since 1992. Scott currently works for Bankers Life Advisory Services, Inc. as a Branch Sales Manager, managing a team of agents and assisting with hiring and training new agents. Scott is also appointed with KFA through BLC, which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. Scott's previous employers include PROEQUITIES, INC., UVEST FINANCIAL SERVICES GROUP, INC., PRUCO SECURITIES, LLC., and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Scott has a variety of licenses and certifications, including Series 6, 7, 26, 63, and 65, as well as SIE. Scott is also a board member of the Maine chapter of the Alzheimer's Association, where they assist with decisions for the Chapter, budget, and fundraising opportunities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Non-discretionary investment consulting services
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2
ME
07/06/2016 - Present
Bankers Life Advisory Services, Inc. (Scarborough ME)
ME
06/15/2010 - 05/26/2016
PROEQUITIES, INC. (SCARBOROUGH ME)
ME
04/27/2006 - 05/28/2010
UVEST FINANCIAL SERVICES GROUP, INC. (BANGOR ME)
NJ
11/08/1991 - 08/15/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
11/08/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 07/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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