Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott William Shields is a registered representative with Robinhood Securities, LLC, Scott has been in the securities industry since 2019. Scott holds Series 7TO, Series 63, and Series 24 licenses. Scott is currently registered in Colorado. Scott was previously registered with Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
08/14/2023 - Present
Robinhood Securities, LLC (Denver CO)
AZ
10/11/2019 - 02/22/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 10/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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