Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Rickford is a financial advisor with over 27 years of experience in the financial services industry. Scott is currently registered with The Oak Ridge Financial Services Group, Inc. and has been with the firm since 2004. Scott has a wide range of experience in providing financial advice to individuals and high-net-worth clients. Scott holds the Series 63, 65, 7, and SIE licenses. Scott is also registered as an Investment Advisor Representative in Alabama, California, Connecticut, Florida, Illinois, Iowa, Kentucky, Massachusetts, Michigan, Minnesota, Missouri, Montana, New York, North Dakota, Oregon, Pennsylvania, South Dakota, Wisconsin, and Wyoming. Scott is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
10/20/2023 - Present
THE OAK Ridge Financial Services Group, Inc. (GOLDEN VALLEY MN)
MO
07/01/2003 - 05/06/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/05/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
09/07/1995 - 02/09/1999
RECOM SECURITIES, INC. (ST. LOUIS PARK MN)
CO
02/17/1995 - 07/19/1995
SCHNEIDER SECURITIES, INC. (DENVER CO)
IA
Issued 08/03/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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