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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott William Marsden is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott has been in the industry since 1989 and has held previous positions with BANC of AMERICA INVESTMENT SERVICES, INC., NATIONSSECURITIES, CITICORP INVESTMENT SERVICES, LEGG MASON WOOD WALKER, INCORPORATED, and LEHMAN BROTHERS INC. Scott is registered with the Securities and Exchange Commission and holds Series 63, Series 65, Series 7, and SIE licenses. Scott's firm offers financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and other services. Scott's firm manages over $1 trillion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
10/08/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ANNAPOLIS MD)
MD
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ANNAPOLIS MD)
NA
08/04/1994 - 01/01/1998
NATIONSSECURITIES
NY
12/10/1992 - 03/29/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MD
08/09/1991 - 12/10/1992
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
11/29/1988 - 08/29/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 01/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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